Guides


AML Training Guides & Manuals

Our Guides are written in a practical, easy to understand form and packed with examples.  They are designed to aid the MLRO and to train all levels of staff, based fully on the guidance issued by JMLSG and the CCAB and supplemented by additional guidance from various sector specific supervisory bodies such as HMRC and the OFT.

Accountancy and TCSP’s

ML Regs 2007 – 8 Steps to Good Compliance £45.00
A starter guide to the compliance culture for all firms in the regulated sector. It details the simple steps to getting started, understanding your role and responsibility under the UK AML Regime. It is simple and practice and full of examples of standard working papers. (90 pages)

ML Regs 2007 – Full Policy and Procedures Manual and Information Pack £95.00
This complete manual aids in the requirements in the 2007 Regulations for monitoring, to be able to demonstrate to a supervisor your firm’s policy & procedures for AML.
It includes:
• The Policy Statement, Risk Assessment &  Management Procedures
• The 8 Steps to Good Compliance Manual
• Policy and management procedurse  for reporting both internally and to SOCA
• Copies off all of the relevant legislation, and
• A section packed with working papers and other relevant items to help you prepare for supervisory visit

Estate Agents

ML Regs 2007 – Policy and Procedures Manual £65.00
This complete 96 page policy & procedure manual  aids in the requirements in the 2007 Regulations for monitoring, to be able to demonstrate to a supervisor your firm’s policy & procedures for AML. Like all our guides, it is based fully on the guidance issued by the JMLSG and supplemented by additional sector specific industry guidance including the OFT.

It is supplemented by additional guidance on reporting by the Serious Organised Crime Agency (SOCA) as well as copies of the relevant legislation.